SEC comment letters in the banking industry: 2023 edition

Mark Shannon, Steven King
9/27/2023

The U.S. Securities and Exchange Commission’s Division of Corporation Finance executes its Sarbanes-Oxley Act of 2002 mandate by reviewing each SEC registrant’s filings at least once every three years and occasionally offering comments. This report recaps recent themes from SEC comment letters for banking industry registrants to think about as they consider enhancements to their periodic disclosures.

SEC comment letters in the banking industry: 2023 edition
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Mark Shannon
Mark Shannon
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Steven King
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